9258 Wealth Management — BIRMINGHAM, AL
Marketing Brand9258 Wealth Management, LLC (9258), an investment advisory firm and tax preparation and planning business headquartered in Cincinnati, Ohio. Operating under WAVERLY ADVISORS, LLC (CRD #115332).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “9258 Wealth Management,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is WAVERLY ADVISORS, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
WAVERLY ADVISORS, LLC
CRD 115332 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to 9258 Wealth Management — it reflects the regulatory profile of WAVERLY ADVISORS, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 25th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under WAVERLY ADVISORS, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 233 firm advisors use this brand
WAVERLY ADVISORS, LLC has 233 total registered advisors. Only 1 operates under the 9258 Wealth Management brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the 9258 Wealth Management brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.