Argonaut Financial Planning & Investment Management — Manhattan, KS
Marketing BrandArgonaut Financial Planning & Investment Management may offer investment advisory services in the State(s) of California, Texas and in other jurisdictions ... Operating under CGN ADVISORS, LLC (CRD #159359).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Argonaut Financial Planning & Investment Management,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is CGN ADVISORS, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
Argonaut Financial Planning & Investment Management
The name clients see
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Argonaut Financial Planning & Investment Management — it reflects the regulatory profile of CGN ADVISORS, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 50th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under CGN ADVISORS, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 37 firm advisors use this brand
CGN ADVISORS, LLC has 37 total registered advisors. Only 1 operates under the Argonaut Financial Planning & Investment Management brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Argonaut Financial Planning & Investment Management brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.