ClearPath Financial — South Barrington, IL
Marketing BrandContact our team of advisors ... 10 Executive Court, Suite 2, South Barrington, IL 60010. (847) 852-1420. Account Access. ClearPath Financial Home. Menu. Operating under FORTIS CAPITAL ADVISORS, LLC (CRD #309709).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “ClearPath Financial,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is FORTIS CAPITAL ADVISORS, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
FORTIS CAPITAL ADVISORS, LLC
CRD 309709 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to ClearPath Financial — it reflects the regulatory profile of FORTIS CAPITAL ADVISORS, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 32th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under FORTIS CAPITAL ADVISORS, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
6 of 71 firm advisors use this brand
FORTIS CAPITAL ADVISORS, LLC has 71 total registered advisors. 6 operate under the ClearPath Financial brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(6)
These advisors use the ClearPath Financial brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.
Stanley John Nieminski
Matthew C Sherman
Angela Marie Winstead
Brandon Jansma
Jessica Lynn Nieminski
Seth David Lampman