Clearstead is a marketing brand used by financial advisors registered under CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS (CRD #105674). The SEC and FINRA track regulatory actions under the registered firm, not the brand name.

Is Clearstead a registered financial firm?

Clearstead is not directly registered with the SEC or FINRA. It operates under CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS, which holds CRD #105674. All regulatory oversight, complaints, and disclosures are filed under the parent firm.

What is CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS's TransparencyScore?

CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS has a TransparencyScore of 80.1/100, placing it in the 48th percentile of all scored firms. This score is based on analysis of SEC Form ADV filings and FINRA BrokerCheck data.

Clearstead — CLEVELAND, OH

Marketing Brand

CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS1100 SUPERIOR AVE EAST SUITE 700, CLEVELAND, OH 44114

Cleveland, Ohio 44114. Phone: 216-621-1090. Additional Locations. Clearstead is an independent financial advisory firm serving wealthy families and leading ... Operating under CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS (CRD #105674).

Why This Matters

A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.

When you search for “Clearstead,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.

Source: SEC Form ADV filings and FINRA BrokerCheck

The Relationship

Marketing Brand

Clearstead

The name clients see

Website12 advisors

operates under

Registered Firm

CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

CRD 105674 · IA

Score: 80.165 total advisors

View full firm profile

Brand Information

Address

1100 SUPERIOR AVE EAST SUITE 700, CLEVELAND, OH 44114

Website

clearstead.com

First Discovered

Aug 8, 2025

Inherited Transparency Score

80.148th percentile

Strong

Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Clearstead — it reflects the regulatory profile of CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS.

What This Means

The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.

This places them in the 48th percentile of all scored firms.

This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.

See full score breakdown

Regulatory Context

Regulatory oversight is under CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.

12 of 65 firm advisors use this brand

CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS has 65 total registered advisors. 12 operate under the Clearstead brand name.

Verify before you trust

A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.

Advisors Under This Brand(12)

These advisors use the Clearstead brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.

Stephen James Bowery

Daniel Fralin Powell

Scott P. Snow

David Joseph DeSalvo