Clockwork — CHARLOTTESVILLE, VA
Marketing BrandCaitlin James is a financial advisor in Charlottesville, VA. They have been in practice for 11 years, the last 1 years at Clockwork Capital, Llc. Operating under CLOCKWORK CAPITAL, LLC (CRD #329271).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Clockwork,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is CLOCKWORK CAPITAL, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
CLOCKWORK CAPITAL, LLC
CRD 329271 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Clockwork — it reflects the regulatory profile of CLOCKWORK CAPITAL, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 100th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under CLOCKWORK CAPITAL, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 3 firm advisors use this brand
CLOCKWORK CAPITAL, LLC has 3 total registered advisors. Only 1 operates under the Clockwork brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Clockwork brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.