CompassPoint
Marketing BrandCompassPoint is a marketing brand. Fidelon connects marketing brands to their registered firms so you can see the full regulatory picture.
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
Source: SEC Form ADV filings and FINRA BrokerCheck
Advisors Under This Brand(1)
These advisors use the CompassPoint brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.