Copia Wealth Managment — New York, NY
Marketing BrandServices. Financial Planning · Asset Management · Business Retirement Plan Services · Estate & Legacy Planning · Risk Management · Tax Planning & Strategy. Operating under ADVICE AND PLANNING SERVICES (CRD #20472).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Copia Wealth Managment,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is ADVICE AND PLANNING SERVICES. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
ADVICE AND PLANNING SERVICES
CRD 20472 · Dual
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Copia Wealth Managment — it reflects the regulatory profile of ADVICE AND PLANNING SERVICES.
What This Means
The firm behind this brand has notable transparency gaps in their regulatory filings. We recommend reviewing the firm's fee structure and conflict disclosures before making decisions.
This places them in the 1th percentile of all scored firms.
This firm's regulatory filings leave significant questions unanswered. Review the full firm profile — including its fee structure and conflict disclosures — before making decisions.
See full score breakdownRegulatory Context
Regulatory oversight is under ADVICE AND PLANNING SERVICES
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 3,443 firm advisors use this brand
ADVICE AND PLANNING SERVICES has 3,443 total registered advisors. Only 1 operates under the Copia Wealth Managment brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Copia Wealth Managment brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.