What is Copper Financial Network, LLC?

Copper Financial Network, LLC is a marketing brand used by financial advisors registered under CRD #null (CRD #null). The SEC and FINRA track regulatory actions under the registered firm, not the brand name.

Is Copper Financial Network, LLC a registered financial firm?

Copper Financial Network, LLC is not directly registered with the SEC or FINRA. It operates under CRD #null, which holds CRD #null. All regulatory oversight, complaints, and disclosures are filed under the parent firm.

Copper Financial Network, LLC — New York, NY

Marketing Brand

Two UN Plaza, 3rd Floor (E. 44th Street, between 1st and 2nd Avenue), New York, NY 10017

Copper Financial is an SEC registered investment adviser, FINRA registered Broker-Dealer and state registered insurance agency offering a breadth of investment ...

Why This Matters

A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.

Source: SEC Form ADV filings and FINRA BrokerCheck

Brand Information

Address

Two UN Plaza, 3rd Floor (E. 44th Street, between 1st and 2nd Avenue), New York, NY 10017

Website

cu.financial

First Discovered

Mar 8, 2026

Advisors Under This Brand(1)

These advisors use the Copper Financial Network, LLC brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.

Jake Christopher Wu

CRD 5805528NY