Curran and Lewis Investment Management, INC — CARLSBAD, CA
Marketing BrandWe want to work with you to gain a full understanding of your financial situation and be able to provide you with an investment strategy that not only meets ... Operating under PACIFIC POINT WEALTH MANAGEMENT (CRD #338392).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Curran and Lewis Investment Management, INC,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is PACIFIC POINT WEALTH MANAGEMENT. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
PACIFIC POINT WEALTH MANAGEMENT
CRD 338392 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Curran and Lewis Investment Management, INC — it reflects the regulatory profile of PACIFIC POINT WEALTH MANAGEMENT.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 50th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under PACIFIC POINT WEALTH MANAGEMENT
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 5 firm advisors use this brand
PACIFIC POINT WEALTH MANAGEMENT has 5 total registered advisors. Only 1 operates under the Curran and Lewis Investment Management, INC brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Curran and Lewis Investment Management, INC brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.