Decision Tree Financial — Longwood, FL
Marketing BrandDecision Tree Investment Advisors LLC is a Registered Investment Advisory Firm and complies with all applicable laws and regulations. Kevin Wenke is also an ... Operating under DECISION TREE INVESTMENT ADVISORS LLC (CRD #314366).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Decision Tree Financial,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is DECISION TREE INVESTMENT ADVISORS LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
DECISION TREE INVESTMENT ADVISORS LLC
CRD 314366 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Decision Tree Financial — it reflects the regulatory profile of DECISION TREE INVESTMENT ADVISORS LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under DECISION TREE INVESTMENT ADVISORS LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 1 firm advisors use this brand
DECISION TREE INVESTMENT ADVISORS LLC has 1 total registered advisors. Only 1 operates under the Decision Tree Financial brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Decision Tree Financial brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.