Dzik Investments, LLC — BELLAIRE, TX
Marketing BrandClick here! Dzik Investments, LLC. 6750 West Loop South, Suite 1080. Bellaire, TX, 77401. 713-664-3500. You have reached the website of Dzik Investments, LLC. Operating under SHEARSON FINANCIAL SERVICES, LLC (CRD #38619).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Dzik Investments, LLC,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is SHEARSON FINANCIAL SERVICES, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
SHEARSON FINANCIAL SERVICES, LLC
CRD 38619 · Dual
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Dzik Investments, LLC — it reflects the regulatory profile of SHEARSON FINANCIAL SERVICES, LLC.
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 0th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under SHEARSON FINANCIAL SERVICES, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 21 firm advisors use this brand
SHEARSON FINANCIAL SERVICES, LLC has 21 total registered advisors. Only 1 operates under the Dzik Investments, LLC brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Dzik Investments, LLC brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.