What is Gardens Wealth Management?

Gardens Wealth Management is a marketing brand used by financial advisors registered under WELLS FARGO ADVISORS (CRD #11025). The SEC and FINRA track regulatory actions under the registered firm, not the brand name.

Is Gardens Wealth Management a registered financial firm?

Gardens Wealth Management is not directly registered with the SEC or FINRA. It operates under WELLS FARGO ADVISORS, which holds CRD #11025. All regulatory oversight, complaints, and disclosures are filed under the parent firm.

What is WELLS FARGO ADVISORS's TransparencyScore?

WELLS FARGO ADVISORS has a TransparencyScore of 42.1/100, placing it in the 0th percentile of all scored firms. This score is based on analysis of SEC Form ADV filings and FINRA BrokerCheck data.

Gardens Wealth Management — PALM BEACH GARDENS, FL

Marketing Brand

WELLS FARGO ADVISORS3825 PGA BOULEVARD STE 601, PALM BEACH GARDENS, FL 33410

Gardens Wealth Management Wells Fargo Advisors Financial Network. Palm Beach Gardens, FL. 3825 PGA Blvd. Suite 601. Palm Beach Gardens, FL 33410. 561.472.8478 ... Operating under WELLS FARGO ADVISORS (CRD #11025).

Why This Matters

A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.

When you search for “Gardens Wealth Management,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is WELLS FARGO ADVISORS. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.

Source: SEC Form ADV filings and FINRA BrokerCheck

The Relationship

Marketing Brand

Gardens Wealth Management

The name clients see

Website16 advisors

operates under

Registered Firm

WELLS FARGO ADVISORS

CRD 11025 · Dual

Score: 42.14,346 total advisors

View full firm profile

Brand Information

Address

3825 PGA BOULEVARD STE 601, PALM BEACH GARDENS, FL 33410

Website

gardenswm.com

First Discovered

Aug 7, 2025

Inherited Transparency Score

42.10th percentile

Weak

Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Gardens Wealth Management — it reflects the regulatory profile of WELLS FARGO ADVISORS.

What This Means

The firm behind this brand has notable transparency gaps in their regulatory filings. We recommend reviewing the firm's fee structure and conflict disclosures before making decisions.

This places them in the 0th percentile of all scored firms.

This firm's regulatory filings leave significant questions unanswered. Review the full firm profile — including its fee structure and conflict disclosures — before making decisions.

See full score breakdown

Regulatory Context

Regulatory oversight is under WELLS FARGO ADVISORS

Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.

16 of 4,346 firm advisors use this brand

WELLS FARGO ADVISORS has 4,346 total registered advisors. 16 operate under the Gardens Wealth Management brand name.

Verify before you trust

A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.

Advisors Under This Brand(16)

These advisors use the Gardens Wealth Management brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.

Thomas M. Rizzocascio