Hardt Financial Group — Louisville, KY
Marketing BrandPartner with Hardt Financial Group for tailored Retirement Planning and Investment Management ... Louisville, KY 40207. info@hardtfinancial.com. Useful Links. Operating under ONEASCENT FINANCIAL SERVICES LLC (CRD #284549).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Hardt Financial Group,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is ONEASCENT FINANCIAL SERVICES LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
ONEASCENT FINANCIAL SERVICES LLC
CRD 284549 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Hardt Financial Group — it reflects the regulatory profile of ONEASCENT FINANCIAL SERVICES LLC.
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 9th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under ONEASCENT FINANCIAL SERVICES LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 82 firm advisors use this brand
ONEASCENT FINANCIAL SERVICES LLC has 82 total registered advisors. Only 1 operates under the Hardt Financial Group brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Hardt Financial Group brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.