Hines Financial Services, Inc. — INDIANAPOLIS, IN
Marketing Brand2421 Production Drive, Suite 203 Indianapolis, IN 46241-4995. Phone: 317-247 ... Advisory services offered through Osaic Wealth, Inc. Hines Financial ... Operating under OSAIC WEALTH, INC. (CRD #23131).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Hines Financial Services, Inc.,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is OSAIC WEALTH, INC.. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
OSAIC WEALTH, INC.
CRD 23131 · Dual
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Hines Financial Services, Inc. — it reflects the regulatory profile of OSAIC WEALTH, INC..
What This Means
The firm behind this brand has notable transparency gaps in their regulatory filings. We recommend reviewing the firm's fee structure and conflict disclosures before making decisions.
This places them in the 0th percentile of all scored firms.
This firm's regulatory filings leave significant questions unanswered. Review the full firm profile — including its fee structure and conflict disclosures — before making decisions.
See full score breakdownRegulatory Context
Regulatory oversight is under OSAIC WEALTH, INC.
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 10,351 firm advisors use this brand
OSAIC WEALTH, INC. has 10,351 total registered advisors. Only 1 operates under the Hines Financial Services, Inc. brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Hines Financial Services, Inc. brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.