Jameson and Griffin Financial — Westerville, OH
Marketing BrandAn investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer ... Operating under JAMESON & GRIFFIN FINANCIAL (CRD #331653).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Jameson and Griffin Financial,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is JAMESON & GRIFFIN FINANCIAL. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
JAMESON & GRIFFIN FINANCIAL
CRD 331653 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Jameson and Griffin Financial — it reflects the regulatory profile of JAMESON & GRIFFIN FINANCIAL.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 57th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under JAMESON & GRIFFIN FINANCIAL
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 1 firm advisors use this brand
JAMESON & GRIFFIN FINANCIAL has 1 total registered advisors. Only 1 operates under the Jameson and Griffin Financial brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Jameson and Griffin Financial brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.