L&L Financial Services — MOBILE, AL
Marketing BrandL&L FINANCIAL SERVICES, LLPCRD#: 116243 316 BEL AIR BLVD. STE. 300. MOBILE, AL 36606. 0. Disclosures. 21. Years of Experience. Operating under L&L FINANCIAL SERVICES, LLP (CRD #116243).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “L&L Financial Services,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is L&L FINANCIAL SERVICES, LLP. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
L&L FINANCIAL SERVICES, LLP
CRD 116243 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to L&L Financial Services — it reflects the regulatory profile of L&L FINANCIAL SERVICES, LLP.
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 3th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under L&L FINANCIAL SERVICES, LLP
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
2 of 6 firm advisors use this brand
L&L FINANCIAL SERVICES, LLP has 6 total registered advisors. 2 operate under the L&L Financial Services brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(2)
These advisors use the L&L Financial Services brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.