What is NBC Securities?

NBC Securities is a marketing brand used by financial advisors registered under CRD #null (CRD #null). The SEC and FINRA track regulatory actions under the registered firm, not the brand name.

Is NBC Securities a registered financial firm?

NBC Securities is not directly registered with the SEC or FINRA. It operates under CRD #null, which holds CRD #null. All regulatory oversight, complaints, and disclosures are filed under the parent firm.

NBC Securities — BIRMINGHAM, AL

Marketing Brand

1927 FIRST AVENUE NORTH, BIRMINGHAM, AL 35203

Financial Professional Network · Advisor Solutions · Perspectives · Careers ... Birmingham, Al 35203. Contact Us. 205.421.2390 800.521.9390 info@nbcsecurities ...

Why This Matters

A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.

Source: SEC Form ADV filings and FINRA BrokerCheck

Brand Information

Address

1927 FIRST AVENUE NORTH, BIRMINGHAM, AL 35203

Website

nbcsecurities.com

First Discovered

Aug 10, 2025

Advisors Under This Brand(1)

These advisors use the NBC Securities brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.

Doug James Elder

CRD 2358111AL