Old Second National Bank — AURORA, IL
Marketing BrandMichele A. Morgan,Vice President Trust Officer, brings over 25 years of trust experience to Old Second. From simple to complex Estate and Trust administration. Operating under RIVER STREET ADVISORS, LLC (CRD #153537).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Old Second National Bank,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is RIVER STREET ADVISORS, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
RIVER STREET ADVISORS, LLC
CRD 153537 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Old Second National Bank — it reflects the regulatory profile of RIVER STREET ADVISORS, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 97th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under RIVER STREET ADVISORS, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 10 firm advisors use this brand
RIVER STREET ADVISORS, LLC has 10 total registered advisors. Only 1 operates under the Old Second National Bank brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Old Second National Bank brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.