One Digital — OVERLAND PARK, KS
Marketing BrandBrad Harris currently serves as Senior Vice President of the Retirement + Wealth division in Overland Park, Kansas where he has assisted plan sponsors and ... Operating under ONEDIGITAL (CRD #106766).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “One Digital,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is ONEDIGITAL. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to One Digital — it reflects the regulatory profile of ONEDIGITAL.
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 14th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under ONEDIGITAL
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 386 firm advisors use this brand
ONEDIGITAL has 386 total registered advisors. Only 1 operates under the One Digital brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the One Digital brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.