Parrott Wealth Management — Leawood, KS
Marketing BrandCetera's employee-based RIA, The Retirement Planning Group (TRPG), has acquired Parrott Wealth Management, LLC. Operating under CETERA PLANNING PARTNERS (CRD #129625).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Parrott Wealth Management,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is CETERA PLANNING PARTNERS. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
CETERA PLANNING PARTNERS
CRD 129625 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Parrott Wealth Management — it reflects the regulatory profile of CETERA PLANNING PARTNERS.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 38th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under CETERA PLANNING PARTNERS
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 257 firm advisors use this brand
CETERA PLANNING PARTNERS has 257 total registered advisors. Only 1 operates under the Parrott Wealth Management brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Parrott Wealth Management brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.