Pecan Financial Services, LLC — Plano, TX
Marketing BrandI specialize in fee-only wealth management and financial planning as well as Health insurance and Medicare solutions. I am FFM and AHIP certified and I am ... Operating under FISHER INVESTMENTS (CRD #107342).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Pecan Financial Services, LLC,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is FISHER INVESTMENTS. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
FISHER INVESTMENTS
CRD 107342 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Pecan Financial Services, LLC — it reflects the regulatory profile of FISHER INVESTMENTS.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 49th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under FISHER INVESTMENTS
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
2 of 3,131 firm advisors use this brand
FISHER INVESTMENTS has 3,131 total registered advisors. 2 operate under the Pecan Financial Services, LLC brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(2)
These advisors use the Pecan Financial Services, LLC brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.