Plan Dynamic, LLC — New Haven, CT
Marketing BrandA fee-only fiduciary and CFP® helps you take control of planning and investing, so you can balance kids, aging parents and financial independence. Operating under KNIGHTS OF COLUMBUS ASSET ADVISORS LLC (CRD #174129).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Plan Dynamic, LLC,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is KNIGHTS OF COLUMBUS ASSET ADVISORS LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD 174129 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Plan Dynamic, LLC — it reflects the regulatory profile of KNIGHTS OF COLUMBUS ASSET ADVISORS LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 60th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 229 firm advisors use this brand
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC has 229 total registered advisors. Only 1 operates under the Plan Dynamic, LLC brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Plan Dynamic, LLC brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.