Ramos Capital Group — Bloomington, IL
Marketing BrandRamos Capital Group provides financial services in the Los Angeles County with a team of fully licensed, bilingual, and experienced financial advisors. Operating under STATE FARM INVESTMENT MANAGEMENT CORP. (CRD #3487).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Ramos Capital Group,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is STATE FARM INVESTMENT MANAGEMENT CORP.. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD 3487 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Ramos Capital Group — it reflects the regulatory profile of STATE FARM INVESTMENT MANAGEMENT CORP..
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 27th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under STATE FARM INVESTMENT MANAGEMENT CORP.
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
2 of 7,307 firm advisors use this brand
STATE FARM INVESTMENT MANAGEMENT CORP. has 7,307 total registered advisors. 2 operate under the Ramos Capital Group brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(2)
These advisors use the Ramos Capital Group brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.