SEK Financial — FORT SCOTT, KS
Marketing BrandSEK Financial - Bob Campbell | Financial Advisors. ... Fort Scott KS 66701 · (620) 223-5756; Send Email; Visit Website. Hours: Monday ... Operating under OFG FINANCIAL SERVICES, INC. (CRD #23940).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “SEK Financial,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is OFG FINANCIAL SERVICES, INC.. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
OFG FINANCIAL SERVICES, INC.
CRD 23940 · Dual
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to SEK Financial — it reflects the regulatory profile of OFG FINANCIAL SERVICES, INC..
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 8th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under OFG FINANCIAL SERVICES, INC.
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
2 of 55 firm advisors use this brand
OFG FINANCIAL SERVICES, INC. has 55 total registered advisors. 2 operate under the SEK Financial brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(2)
These advisors use the SEK Financial brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.