Stonex Wealth Management — BIRMINGHAM, AL
Marketing BrandStoneX Wealth Management is a leading registered investment advisory firm and independent broker-dealer that provides an integrated platform of technology, ... Operating under STONEX ADVISORS INC. (CRD #174182).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Stonex Wealth Management,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is STONEX ADVISORS INC.. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
STONEX ADVISORS INC.
CRD 174182 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Stonex Wealth Management — it reflects the regulatory profile of STONEX ADVISORS INC..
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 5th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under STONEX ADVISORS INC.
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
2 of 241 firm advisors use this brand
STONEX ADVISORS INC. has 241 total registered advisors. 2 operate under the Stonex Wealth Management brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(2)
These advisors use the Stonex Wealth Management brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.