Summit Global Private Wealth - Financial Advisors — Englewood, CO
Marketing BrandSummit Global Private Wealth provides comprehensive wealth advisory for individuals, families, and entrepreneurs committed to building a stronger financial ... Operating under SUMMIT GLOBAL INVESTMENTS, LLC (CRD #157091).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Summit Global Private Wealth - Financial Advisors,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is SUMMIT GLOBAL INVESTMENTS, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
Summit Global Private Wealth - Financial Advisors
The name clients see
SUMMIT GLOBAL INVESTMENTS, LLC
CRD 157091 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Summit Global Private Wealth - Financial Advisors — it reflects the regulatory profile of SUMMIT GLOBAL INVESTMENTS, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 67th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under SUMMIT GLOBAL INVESTMENTS, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 103 firm advisors use this brand
SUMMIT GLOBAL INVESTMENTS, LLC has 103 total registered advisors. Only 1 operates under the Summit Global Private Wealth - Financial Advisors brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the Summit Global Private Wealth - Financial Advisors brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.