The Monument Circle Group — Zionsville, IN
Marketing BrandThe Monument Circle Group is an Independent, Fee-Only Registered Investment Advisor (RIA) located in Indianapolis. We specialize in financial planning, ... Operating under WEALTH ADVISORY SOLUTIONS, LLC (CRD #288903).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “The Monument Circle Group,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is WEALTH ADVISORY SOLUTIONS, LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
WEALTH ADVISORY SOLUTIONS, LLC
CRD 288903 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to The Monument Circle Group — it reflects the regulatory profile of WEALTH ADVISORY SOLUTIONS, LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 73th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under WEALTH ADVISORY SOLUTIONS, LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
1 of 8 firm advisors use this brand
WEALTH ADVISORY SOLUTIONS, LLC has 8 total registered advisors. Only 1 operates under the The Monument Circle Group brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(1)
These advisors use the The Monument Circle Group brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.