Trilogy Financial Services — DENVER, CO
Marketing BrandDenver. 101 University Blvd. #450. Denver, CO 80206 · Schedule ... Sean Covi offers advisory services through LPL Financial, a Registered Investment Advisor. Operating under TRILOGY CAPITAL, INC. (CRD #281597).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Trilogy Financial Services,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is TRILOGY CAPITAL, INC.. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
TRILOGY CAPITAL, INC.
CRD 281597 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Trilogy Financial Services — it reflects the regulatory profile of TRILOGY CAPITAL, INC..
What This Means
The firm behind this brand has average transparency. Some areas of their regulatory filings could be more detailed. Consider reviewing the full firm profile.
This places them in the 9th percentile of all scored firms.
This firm's disclosure quality is in the industry's middle range. The full firm profile shows exactly which filings could say more.
See full score breakdownRegulatory Context
Regulatory oversight is under TRILOGY CAPITAL, INC.
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
6 of 70 firm advisors use this brand
TRILOGY CAPITAL, INC. has 70 total registered advisors. 6 operate under the Trilogy Financial Services brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(6)
These advisors use the Trilogy Financial Services brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.
Nya Nyapamba
Christopher Edward Molony
Heather Lynn Klutznick
Jeffrey Robert Hackbarth
Sean Luigi Covi
Eric Johnson