Windes — IRVINE, CA
Marketing BrandWindes is a Southern California Accounting Firm providing clients with accurate Business Tax Preparation and Bookkeeping Services. Operating under INTEGRATED WEALTH CONCEPTS LLC (CRD #284656).
Why This Matters
A marketing brand is the name a financial advisor uses with clients. It is often different from the SEC-registered firm that is legally responsible for their conduct and your money.
When you search for “Windes,” you won't find it on the SEC or FINRA websites. That's because the regulatory entity is INTEGRATED WEALTH CONCEPTS LLC. Any disclosures, complaints, or regulatory actions are filed under the firm — not the brand.
Source: SEC Form ADV filings and FINRA BrokerCheck
The Relationship
INTEGRATED WEALTH CONCEPTS LLC
CRD 284656 · IA
Brand Information
Inherited Transparency Score
Marketing brands inherit the transparency score of their registered parent firm. This score is not specific to Windes — it reflects the regulatory profile of INTEGRATED WEALTH CONCEPTS LLC.
What This Means
The firm behind this brand has strong transparency practices. Their regulatory filings show comprehensive disclosure across fees, conflicts, and services.
This places them in the 49th percentile of all scored firms.
This firm's regulatory filings show comprehensive disclosure. The full firm profile has the details.
See full score breakdownRegulatory Context
Regulatory oversight is under INTEGRATED WEALTH CONCEPTS LLC
Any complaints, disclosures, or disciplinary actions are filed against the registered firm — not the marketing brand. Always check the firm's record, not just the brand name.
2 of 467 firm advisors use this brand
INTEGRATED WEALTH CONCEPTS LLC has 467 total registered advisors. 2 operate under the Windes brand name.
Verify before you trust
A polished brand name doesn't guarantee quality advice. Check the firm's full regulatory profile and each advisor's individual score before making decisions.
Advisors Under This Brand(2)
These advisors use the Windes brand name with their clients. Each has their own individual transparency score based on their personal regulatory record.