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Collaborative Wealth is a investment adviser based in Lake Mary, FL, that holds a 86.5/100 Fidelon TransparencyScore (th percentile), with 14 registered advisors. Score based on public SEC and FINRA filings.

86.5Transparency Score
Top29%

Collaborative Wealth

A fee-only investment adviser with a clean regulatory record and fiduciary commitment.

972 International Parkway, Lake Mary, FL, 32746
407-792-3336Website
Investment AdviserFiduciary
Prep Kit

Fidelon Fact Sheet

Collaborative Wealth is an investment adviser that used to be called Falcon Financial Management and Garrison Wealth Management. It is an investment adviser in Lake Mary, Florida that manages investment portfolios and helps plan for retirement. The firm charges asset-based fees and fixed fees. It has a clean regulatory record with zero disclosures, complaints, or fines on file.

86.5StrongTop 29% of scored firms
How they're paidNo advisory commissions. Other business lines not on file.
Asset-based · fixed fees
Duty to youLegally required to put your interests first.
Registered adviser · fiduciary
Assets under managementAcross 1,948 client accounts.
$653.3M
Firm size
14 advisors
Who holds your moneyThe firm reports it does not hold client funds.
No custody reported
Regulatory recordNo customer complaints, regulatory actions, or fines on file.
Clean — 0 disclosures
Based on live filings from SEC Form ADV and FINRA BrokerCheck. Scored using Fidelon's published methodology. Data as of Mar 2026

Peer Context

Compare Collaborative Wealth to other firms in FL →Find more financial advisors in Florida →

Key Findings

Strengths

  • Fee-only compensation — no commission income reported
  • Registered as investment adviser with fiduciary obligation
  • No broker-dealer registration — advisory services only
  • Clean regulatory record — no disclosures, arbitrations, or fines
  • Transparent fee structure — charges advisory fees, no commissions

Things You Should Know

  • Conflict disclosure in the client summary — filings provide less detail than higher-scoring peers in this area

Conflict Audit

Conflict AuditClear

Zero material conflicts identified in regulatory filings.

✓
Not registered as broker-dealer
✓
No commission-based compensation
✓
No outside compensation sources
✓
No related-party custodian
✓
No performance-based fees
✓
No other business lines disclosed

Source: Form ADV Part 1, Items 6-8; Part 2A, Items 10-14

What this firm says about how it gets paid

“The more assets that you have in your advisory account, the more you will pay in fees, creating an incentive for us to encourage you to increase the amount of assets in your accounts.”
“We also receive a percentage of assets under management (by third-parties) for introducing clients to third-party asset managers.”

Source: the firm’s own Form CRS — quoted directly

Regulatory Events

Next Steps

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Advisor Roster

14 advisors

AdvisorScoreGrade
Benjamin Graham Sullivan——
Jaren Nicole Holmes——
Douglas Hendricks Jones II——
Brenton Thai——
Sandra Ann Stickney——
Stephen Magallanes——
Larry Resczenski——
Darla Jean Greer——
Randall Howard Reed——
Shawn Matthew Smith——

Meeting Prep Kit for Collaborative Wealth

Walk into your next meeting fully prepared. We'll generate a meeting prep kit based on Collaborative Wealth's actual regulatory filings — not generic advice.

✓Fee structure breakdown
✓Conflict of interest analysis
✓Regulatory track record
✓Fiduciary status check
✓Personalized questions to ask
✓How they compare locally

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Frequently Asked Questions

What does the TransparencyScore measure?

The TransparencyScore measures how clearly and completely an advisor or firm discloses important information in their regulatory filings — things like fees, conflicts of interest, disciplinary history, and business practices. A higher score means better disclosure quality, not better investment performance.

Where does this data come from?

All data comes from public regulatory filings: SEC Form ADV (Parts 1, 2, and 3), FINRA BrokerCheck, and the SEC's Investment Adviser Public Disclosure (IAPD) database. These are official filings that firms and advisors are legally required to submit.

Does a low score mean they're a bad advisor?

Not necessarily. A low score means the firm's public filings are less transparent — they may use vague language about fees, skip details about conflicts, or have a more complex regulatory history. Some excellent advisors work at firms with poor disclosure practices. The score measures the filing, not the person.

How often is this data updated?

Fidelon refreshes data from SEC and FINRA sources on a regular schedule. Form ADV filings are updated annually by firms (with amendments throughout the year), and BrokerCheck data is updated as events are reported. Scores are recalculated after each data refresh.

Can an advisor or firm improve their score?

Yes. Scores are based on what's in public filings. A firm that rewrites its ADV brochure in clearer language, discloses conflicts more specifically, or resolves outstanding regulatory issues will see its score improve at the next refresh. The incentive structure is intentional.

Data Sources

SEC Form ADV Part 1 — Filed Mar 2026SEC Form ADV Part 2ASEC IAPDFINRA BrokerCheck

Scores are generated using Fidelon's published scoring methodology and reflect the quality of public disclosures, not the quality of investment advice. A firm that improves its disclosures will see its score improve. Fidelon does not provide investment advice.

Verify on SEC IAPD

Last scored: · Score version: 3.8 · CRD #142106