Corient is a investment adviser based in Miami, FL, that holds a 75.8/100 Fidelon TransparencyScore (th percentile), with 665 registered advisors. Score based on public SEC and FINRA filings.
Corient
Corient Private Wealth · CRD #319448
A registered investment adviser held to a fiduciary standard.
Fidelon Fact Sheet
Corient is an investment adviser in Miami, Florida. It used to be called CI Segall Bryant & Hamill Private Wealth. The firm manages investment portfolios and helps with financial planning. It also offers tax planning and private investments. Clients pay a percentage of their account balance each year. The firm holds client money. It has regulatory disclosures on file.
How This Firm Works
Registration & Standard of Care
Investment Adviser — this firm is a registered investment adviser, held to a fiduciary standard — legally required to act in clients' best interests.
How This Firm Gets Paid
- Charges a percentage of assets under management
- Charges fixed fees for specific services
- Does not earn commissions on product sales
What you’d pay
Your balance falls in the All accounts band, charged at 1.00% on the full amount.
Not included above
- • Fees for Retirement Plan services are paid by the Sponsor and/or from each plan participant’s account
- • Financial Planning fees are negotiated and based on the depth and scope of the services
- • Tax services are provided by affiliate Corient Tax LLC for an additional fee
- • Clients may be charged separately for Personal CFO services, Trust services, and other additional services
- • Custodian/brokerage fees include charges for transfers, buying and selling securities
- • Private fund fees include fund management fees, incentive allocations, and/or other performance-based fees.
Estimated from the firm’s Form ADV Part 2A brochure — not a quote. Actual fees are set in your agreement and may differ. Costs charged by others (custodians, fund managers) are not included.
What This Firm Charges
| Account Size | Annual Fee |
|---|---|
| All accounts | 1.00% |
Billed quarterly in advance
Extracted from Form ADV Part 2A brochure
Specializations
Extracted from Form ADV Part 2A brochure
Who They Typically Serve
Extracted from Form ADV Part 2A brochure
Key Findings
Strengths
- Fee-only compensation — no commission income reported
- Registered as investment adviser with fiduciary obligation
- No broker-dealer registration — advisory services only
- Transparent fee structure — charges advisory fees, no commissions
Things You Should Know
- 1 regulatory complaint in public regulatory filings
- Conflict disclosure in the client summary — filings provide less detail than higher-scoring peers in this area
- Fee disclosure could be more detailed — while this firm charges fee-only (no commissions), its regulatory filings describe fee schedules and service terms less clearly than top-scoring peers
Conflict Audit
Our analysis identified 2 potential conflicts of interest in regulatory filings.
Source: Form ADV Part 1, Items 6-8; Part 2A, Items 10-14
What this firm says about how it gets paid
“As a result, the more assets in an account means more fees. This creates an incentive for Corient to encourage clients to increase the amount of assets in an account.”
“When we invest your assets in certain pooled investment vehicles that are issued, sponsored, and managed by our affiliates, we receive additional compensation from those investments.”
Source: the firm’s own Form CRS, filed 2026-07-07 — quoted directly
Regulatory Track Record
1
Disclosures
$0
Total Fines
Clean record — no fines found
Regulatory Events
TransparencyScore Dimensions
Disclosure Record
Customer complaints, arbitrations, and fines. Frequency and recency matter.
86/100
Strong
Avg for investment adviser firms: 82.6 | Top 10%: 99.5
Filing Quality
How clearly the firm describes services, fees, and investment approach in regulatory filings.
73/100
Fair
Avg for investment adviser firms: 84.1 | Top 10%: 100
Conflict Disclosure
How openly the firm explains who pays it and what it's paid to sell. The conflict isn't the problem — hiding it is.
58/100
Weak
Avg for investment adviser firms: 54 | Top 10%: 67
Enforcement History
Self-reported legal and disciplinary history from Form ADV Item 11.
100/100
Strong
Avg for investment adviser firms: 99.7 | Top 10%: 100
Next Steps
Advisor Roster
665 advisors
| Advisor | CRD | Score | Grade |
|---|---|---|---|
| Wesley Joseph Kubesch | 4590177 | — | — |
| Brett Ryan Pernicano | 4997061 | — | — |
| John Severin Beliveau | 2044870 | — | — |
| Laura Jane Davis | 4969489 | — | — |
| Peter Eliot Robbins | 1022085 | — | — |
| Eric Gerhard Shisler | 1783814 | — | — |
| Henry James Lartigue III | 2003032 | — | — |
| Brian Todd Shupe | 2353564 | — | — |
| Glenn Tammen Rippey | 2460122 | — | — |
| Charles Samuel Gofen | 2573514 | — | — |
Marketing Brands14 brands
Names advisors at this firm use when marketing to clients
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Frequently Asked Questions
What does the TransparencyScore measure?
The TransparencyScore measures how clearly and completely an advisor or firm discloses important information in their regulatory filings — things like fees, conflicts of interest, disciplinary history, and business practices. A higher score means better disclosure quality, not better investment performance.
Where does this data come from?
All data comes from public regulatory filings: SEC Form ADV (Parts 1, 2, and 3), FINRA BrokerCheck, and the SEC's Investment Adviser Public Disclosure (IAPD) database. These are official filings that firms and advisors are legally required to submit.
Does a low score mean they're a bad advisor?
Not necessarily. A low score means the firm's public filings are less transparent — they may use vague language about fees, skip details about conflicts, or have a more complex regulatory history. Some excellent advisors work at firms with poor disclosure practices. The score measures the filing, not the person.
How often is this data updated?
Fidelon refreshes data from SEC and FINRA sources on a regular schedule. Form ADV filings are updated annually by firms (with amendments throughout the year), and BrokerCheck data is updated as events are reported. Scores are recalculated after each data refresh.
Can an advisor or firm improve their score?
Yes. Scores are based on what's in public filings. A firm that rewrites its ADV brochure in clearer language, discloses conflicts more specifically, or resolves outstanding regulatory issues will see its score improve at the next refresh. The incentive structure is intentional.
Data Sources
Scores are generated using Fidelon's published scoring methodology and reflect the quality of public disclosures, not the quality of investment advice. A firm that improves its disclosures will see its score improve. Fidelon does not provide investment advice.
Verify on SEC IAPD
Last scored: · Score version: 3.8 · CRD #319448