Forefront is a investment adviser based in Austin, TX, that holds a 84.7/100 Fidelon TransparencyScore (th percentile), with 29 registered advisors. Score based on public SEC and FINRA filings.
Forefront
Forefront Wealth Partners · CRD #308521
A registered investment adviser held to a fiduciary standard.
Fidelon Fact Sheet
Forefront is an investment adviser that charges 1.75 percent of assets per year. It is based in Austin, Texas. The firm used to be called Leone and Company Wealth Management, Mountain High Wealth Management, and Four Leaf Financial Planning. It manages investment portfolios and helps with financial planning. The firm holds client money, which means it can access client funds. It has a clean record with no complaints or fines.
How This Firm Works
Registration & Standard of Care
Investment Adviser — this firm is a registered investment adviser, held to a fiduciary standard — legally required to act in clients' best interests.
How This Firm Gets Paid
- Charges a percentage of assets under management
- Charges fixed fees for specific services
- Does not earn commissions on product sales
What you’d pay
Your balance falls in the All accounts band, charged at 1.75% on the full amount.
This fee is negotiable
Forefront states in its Form ADV that advisory fees may be negotiated.
From their Form ADV Part 2A. Most investors never ask.
Not included above
- • Includes hourly fees ranging from $150 to $1,000 per hour, fixed fees ranging from $2,500 to $100,000, estate planning fees ranging from $300 to $10,000 via EncorEstate Plans or EstateGuru, and cash management fees of 0.15% annual fee for Flourish Cash and StoneCastle Cash Management
Estimated from the firm’s Form ADV Part 2A brochure — not a quote. Actual fees are set in your agreement and may differ. Costs charged by others (custodians, fund managers) are not included.
What This Firm Charges
| Account Size | Annual Fee |
|---|---|
| All accounts | 1.75% |
Billed paid in advance on a monthly basis
Extracted from Form ADV Part 2A brochure
Specializations
Extracted from Form ADV Part 2A brochure
Key Findings
Strengths
- Fee-only compensation — no commission income reported
- Registered as investment adviser with fiduciary obligation
- No broker-dealer registration — advisory services only
- Transparent fee structure — charges advisory fees, no commissions
- Above-average TransparencyScore — 84.7/100
Things You Should Know
- 1 regulatory complaint in public regulatory filings
Conflict Audit
Our analysis identified 1 potential conflict of interest in regulatory filings.
Source: Form ADV Part 1, Items 6-8; Part 2A, Items 10-14
What this firm says about how it gets paid
“The amount of your account assets affects our advisory fee; the more assets you have in your account(s), the more you will pay us. This gives us an incentive to increase those assets to increase our fee.”
“FWP’s revenue is from the advisory fees we collect from our clients’ accounts each month.”
Source: the firm’s own Form CRS, filed 2025-03-04 — quoted directly
Regulatory Track Record
1
Disclosures
$0
Total Fines
Clean record — no fines found
Regulatory Events
TransparencyScore Dimensions
Disclosure Record
Customer complaints, arbitrations, and fines. Frequency and recency matter.
89/100
Strong
Avg for investment adviser firms: 82.6 | Top 10%: 99.5
Filing Quality
How clearly the firm describes services, fees, and investment approach in regulatory filings.
84/100
Strong
Avg for investment adviser firms: 84.1 | Top 10%: 100
Conflict Disclosure
How openly the firm explains who pays it and what it's paid to sell. The conflict isn't the problem — hiding it is.
74/100
Fair
Avg for investment adviser firms: 54 | Top 10%: 67
Enforcement History
Self-reported legal and disciplinary history from Form ADV Item 11.
100/100
Strong
Avg for investment adviser firms: 99.7 | Top 10%: 100
Next Steps
Advisor Roster
29 advisors
| Advisor | CRD | Score | Grade |
|---|---|---|---|
| Brent Andrew Peddy | 2400399 | — | — |
| Aaron Oakley Best | 6280689 | — | — |
| Christopher Charles Marrone | 6813964 | — | — |
| Joseph Daniel Stabile | 7221099 | — | — |
| Aspen Lynn West | 6681828 | — | — |
| James Andrew Alders | 6701661 | — | — |
| Derek Houston St. Clair | 5663891 | — | — |
| Kevin M Churchill | 4856496 | — | — |
| Christopher Todd Owens | 5395749 | — | — |
| Abby Nicole Morton | 5813116 | — | — |
Marketing Brands3 brands
Names advisors at this firm use when marketing to clients
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Frequently Asked Questions
What does the TransparencyScore measure?
The TransparencyScore measures how clearly and completely an advisor or firm discloses important information in their regulatory filings — things like fees, conflicts of interest, disciplinary history, and business practices. A higher score means better disclosure quality, not better investment performance.
Where does this data come from?
All data comes from public regulatory filings: SEC Form ADV (Parts 1, 2, and 3), FINRA BrokerCheck, and the SEC's Investment Adviser Public Disclosure (IAPD) database. These are official filings that firms and advisors are legally required to submit.
Does a low score mean they're a bad advisor?
Not necessarily. A low score means the firm's public filings are less transparent — they may use vague language about fees, skip details about conflicts, or have a more complex regulatory history. Some excellent advisors work at firms with poor disclosure practices. The score measures the filing, not the person.
How often is this data updated?
Fidelon refreshes data from SEC and FINRA sources on a regular schedule. Form ADV filings are updated annually by firms (with amendments throughout the year), and BrokerCheck data is updated as events are reported. Scores are recalculated after each data refresh.
Can an advisor or firm improve their score?
Yes. Scores are based on what's in public filings. A firm that rewrites its ADV brochure in clearer language, discloses conflicts more specifically, or resolves outstanding regulatory issues will see its score improve at the next refresh. The incentive structure is intentional.
Data Sources
Scores are generated using Fidelon's published scoring methodology and reflect the quality of public disclosures, not the quality of investment advice. A firm that improves its disclosures will see its score improve. Fidelon does not provide investment advice.
Verify on SEC IAPD
Last scored: · Score version: 3.8 · CRD #308521