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Fidelon

Wealthshield is a investment adviser based in Cary, NC, that has not yet been scored, with 1 registered advisor. Score based on public SEC and FINRA filings.

Not currently
registered

Wealthshield

A fee-only investment adviser with a clean regulatory record and fiduciary commitment.

2500 Regency Parkway, Cary, NC, 27518
Investment AdviserFiduciary
Prep Kit

No longer registered

This firm is no longer registered with the SEC, any state regulator, or FINRA. We don't score firms that are no longer registered.

The firm’s regulatory record stays available below. A firm can stop being registered for many ordinary reasons, including closing, merging, or the owner retiring.

Fidelon Fact Sheet

Wealthshield LLC is a fee-only investment adviser. It is an investment adviser in Cary, North Carolina that earns advisory fees only and reports no commission income. The firm has a clean regulatory record with zero disclosures, complaints, or fines on file. It is registered as a fiduciary.

How they're paidNot disclosed in the firm's latest filing.
Not reported
Duty to youLegally required to put your interests first.
Registered adviser · fiduciary
Assets under managementNot reported in the firm's latest filing.
Not reported
Firm size
1 advisor
Who holds your moneyThe firm reports it does not hold client funds.
No custody reported
Regulatory recordNo customer complaints, regulatory actions, or fines on file.
Clean — 0 disclosures
Based on live filings from SEC Form ADV and FINRA BrokerCheck. Scored using Fidelon's published methodology. Data as of Sep 2025

Key Findings

Strengths

  • Fee-only compensation — no commission income reported
  • Registered as investment adviser with fiduciary obligation
  • No broker-dealer registration — advisory services only
  • Clean regulatory record — no disclosures, arbitrations, or fines

Conflict Audit

Conflict AuditClear

Zero material conflicts identified in regulatory filings.

✓
Not registered as broker-dealer
✓
No commission-based compensation
✓
No outside compensation sources
✓
No related-party custodian
✓
No performance-based fees
✓
No other business lines disclosed

Source: Form ADV Part 1, Items 6-8; Part 2A, Items 10-14

What this firm says about how it gets paid

“This means that the more assets you invest in your account, the more you will pay in fees, and therefore we have an incentive to encourage you to increase your advisory account assets.”
“WealthShield LLC is under common ownership and serves as a sub-advisor to our industry affiliates, ORG Partners and ORG Wealth Partners.”

Source: the firm’s own Form CRS, filed 2025-03-31 — quoted directly

Regulatory Events

Advisor Roster

Meeting Prep Kit for Wealthshield LLC

Walk into your next meeting fully prepared. We'll generate a meeting prep kit based on Wealthshield LLC's actual regulatory filings — not generic advice.

✓Fee structure breakdown
✓Conflict of interest analysis
✓Regulatory track record
✓Fiduciary status check
✓Personalized questions to ask
✓How they compare locally

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Frequently Asked Questions

What does the TransparencyScore measure?

The TransparencyScore measures how clearly and completely an advisor or firm discloses important information in their regulatory filings — things like fees, conflicts of interest, disciplinary history, and business practices. A higher score means better disclosure quality, not better investment performance.

Where does this data come from?

All data comes from public regulatory filings: SEC Form ADV (Parts 1, 2, and 3), FINRA BrokerCheck, and the SEC's Investment Adviser Public Disclosure (IAPD) database. These are official filings that firms and advisors are legally required to submit.

Does a low score mean they're a bad advisor?

Not necessarily. A low score means the firm's public filings are less transparent — they may use vague language about fees, skip details about conflicts, or have a more complex regulatory history. Some excellent advisors work at firms with poor disclosure practices. The score measures the filing, not the person.

How often is this data updated?

Fidelon refreshes data from SEC and FINRA sources on a regular schedule. Form ADV filings are updated annually by firms (with amendments throughout the year), and BrokerCheck data is updated as events are reported. Scores are recalculated after each data refresh.

Can an advisor or firm improve their score?

Yes. Scores are based on what's in public filings. A firm that rewrites its ADV brochure in clearer language, discloses conflicts more specifically, or resolves outstanding regulatory issues will see its score improve at the next refresh. The incentive structure is intentional.

Data Sources

SEC Form ADV Part 1 — Filed Mar 2025SEC Form ADV Part 2ASEC IAPDFINRA BrokerCheck

Scores are generated using Fidelon's published scoring methodology and reflect the quality of public disclosures, not the quality of investment advice. A firm that improves its disclosures will see its score improve. Fidelon does not provide investment advice.

Verify on SEC IAPD

Last scored: · Score version: 3.8 · CRD #288875