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Fidelon
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Market Standing · 2026
The most transparent firms in Lexington-Fayette.
52 scored firmsTop 5 recognizedfidelon.com/markets/lexington-fayette-ky
1IA-only—91Arank within Top 5; below the 80 standard
2IA-only—91Arank within Top 5; below the 80 standard
3IA-only$319M90ARecognized · Top 5
4IA-only$24.4M90ARecognized · Top 5
5IA-only$6.3M89.9ARecognized · Top 5
6IA-only$12.4M89.6A—
7IA-only$39M88.5A—
8IA-only$264M88.3A—
9IA-only$98.2M88.1A—
10
Ballast
CRD 152695
IA-only$752M88A—
11IA-only$23.8M87.9B+—
12IA-only$2.7M87.8B+—
13IA-only$89.9M87.7B+—
14IA-only$13.5M87.6B+—
15IA-only$813M87.6B+—
16IA-only$32.3M87.5B+—
17IA-only$123M87.4B+—
18
Invest
CRD 146357
IA-only$159M87B+—
19IA-only$965K86.9B+—
20
Griggs Capital
CRD 168137
IA-only$2.7M86.7B+—
21IA-only$2.8M86.7B+—
22
E. S. Barr &
CRD 107447
IA-only$2.2B86.3B+—
23IA-only$275M86.3B+—
24
D. Scott Neal
CRD 110975
IA-only$352M85.9B+—
25IA-only$14.5M85.7B+—
Recognized firms carry the Fidelon market badge and are eligible for the annual plaque. Rankings move with the monthly rescore cycle — a badge that stops being true retires itself.

Rankings are computed by Fidelon — an independent transparency platform — from public regulatory filings, refreshed monthly. No firm pays for placement, and no firm can edit its score. Recognition requires a composite of 80 or higher regardless of rank.