Skip to main content
Fidelon

Afinitiv is a investment adviser based in Sheridan, WY, that holds a 82.5/100 Fidelon TransparencyScore (th percentile), with 1 registered advisor. Score based on public SEC and FINRA filings.

82.5Transparency Score
Top44%

Afinitiv

A fee-only investment adviser with a clean regulatory record and fiduciary commitment.

30 North Gould Street, Suite R, Sheridan, WY, 82801
+61404730453Website
Investment AdviserFiduciaryInvesting app
Prep Kit

Fidelon Fact Sheet

Afinitiv LLC is an investment adviser that earns only asset-based fees. The firm is based in Sheridan, Wyoming and serves mainly retail clients. It manages investment portfolios, helps with financial planning, and offers private and alternative investments. Its online robo-advice tool builds portfolios from answers to a short questionnaire. The firm reports no customer complaints, regulatory actions, or fines.

82.5StrongTop 44% of scored firms
How they're paidNo advisory commissions. Other business lines not on file.
Asset-based fees
Duty to youLegally required to put your interests first.
Registered adviser · fiduciary
Assets under managementAcross 7 client accounts.
$271K
Firm size
1 advisor
Who holds your moneyThe firm reports it does not hold client funds.
No custody reported
Regulatory recordNo customer complaints, regulatory actions, or fines on file.
Clean — 0 disclosures
Based on live filings from SEC Form ADV and FINRA BrokerCheck. Scored using Fidelon's published methodology. Data as of Sep 2025

This firm gives advice through an app, not through individual advisors. There is no advisor to look up here — the firm's own record is what you're reading.

Peer Context

Ranked among investing apps, not against advisory firms that work with you in person.

Compare Afinitiv to other investing apps →

Key Findings

Strengths

  • Fee-only compensation — no commission income reported
  • Registered as investment adviser with fiduciary obligation
  • No broker-dealer registration — advisory services only
  • Clean regulatory record — no disclosures, arbitrations, or fines
  • Transparent fee structure — charges advisory fees, no commissions

Things You Should Know

  • Conflict disclosure in the client summary — filings provide less detail than higher-scoring peers in this area

Conflict Audit

Conflict AuditClear

Zero material conflicts identified in regulatory filings.

✓
Not registered as broker-dealer
✓
No commission-based compensation
✓
No outside compensation sources
✓
No related-party custodian
✓
No performance-based fees
✓
No other business lines disclosed

Source: Form ADV Part 1, Items 6-8; Part 2A, Items 10-14

What this firm says about how it gets paid

“please note this means the more assets you have invested with us, the more you will pay.”

Source: the firm’s own Form CRS — quoted directly

Regulatory Events

Next Steps

This firm's score reflects some areas where disclosure could improve. Here's what that means for you.
Ask your advisor about the findings
The items flagged above are worth raising directly. Get a personalized meeting prep kit with questions drawn from this firm's filings.
Get Meeting Prep Kit →
See how other firms compare
Browse higher-rated firms in your state. A second opinion costs nothing — the score comparison might change how you think about your options.
Find Top-Rated Firms →
Look up your specific advisor
Individual advisors can score differently than their firm. Check your advisor's personal transparency score.
Find Your Advisor →

Advisors

This firm gives advice through an app, not through individual advisors. There is no advisor to look up here — the firm's own record is what you're reading.

Meeting Prep Kit for Afinitiv LLC

Walk into your next meeting fully prepared. We'll generate a meeting prep kit based on Afinitiv LLC's actual regulatory filings — not generic advice.

✓Fee structure breakdown
✓Conflict of interest analysis
✓Regulatory track record
✓Fiduciary status check
✓Personalized questions to ask
✓How they compare locally

Get your free Firm Meeting Prep Report

A complete dossier on Afinitiv LLC — download instantly so you're the most prepared person in the room.

PDF reportInstant delivery100% free

We never sell your information or share it with advisors unless you ask us to.

Monitor this firm

Get notified when something changes — new complaints, score movements, firm changes. Free.

Free: 1 advisor, monthly status report. Pro ($7/mo): up to 5, instant alerts, pending complaints.

Is this your profile?

Claim it to understand your TransparencyScore, unlock your level, and track changes over time.

Claim Profile

Frequently Asked Questions

What does the TransparencyScore measure?

The TransparencyScore measures how clearly and completely an advisor or firm discloses important information in their regulatory filings — things like fees, conflicts of interest, disciplinary history, and business practices. A higher score means better disclosure quality, not better investment performance.

Where does this data come from?

All data comes from public regulatory filings: SEC Form ADV (Parts 1, 2, and 3), FINRA BrokerCheck, and the SEC's Investment Adviser Public Disclosure (IAPD) database. These are official filings that firms and advisors are legally required to submit.

Does a low score mean they're a bad advisor?

Not necessarily. A low score means the firm's public filings are less transparent — they may use vague language about fees, skip details about conflicts, or have a more complex regulatory history. Some excellent advisors work at firms with poor disclosure practices. The score measures the filing, not the person.

How often is this data updated?

Fidelon refreshes data from SEC and FINRA sources on a regular schedule. Form ADV filings are updated annually by firms (with amendments throughout the year), and BrokerCheck data is updated as events are reported. Scores are recalculated after each data refresh.

Can an advisor or firm improve their score?

Yes. Scores are based on what's in public filings. A firm that rewrites its ADV brochure in clearer language, discloses conflicts more specifically, or resolves outstanding regulatory issues will see its score improve at the next refresh. The incentive structure is intentional.

Data Sources

SEC Form ADV Part 1 — Filed Sep 2025SEC Form ADV Part 2ASEC IAPDFINRA BrokerCheck

Scores are generated using Fidelon's published scoring methodology and reflect the quality of public disclosures, not the quality of investment advice. A firm that improves its disclosures will see its score improve. Fidelon does not provide investment advice.

Verify on SEC IAPD

Last scored: · Score version: 3.8 · CRD #305672